V\u00e0o ng\u00e0y 11 th\u00e1ng 8, Nasdaq<\/strong> \u0111\u00e3 \u0111\u1ed3ng \u00fd mua l\u1ea1i to\u00e0n b\u1ed9 quy\u1ec1n l\u1ee3i v\u1ed1n c\u1ed5 ph\u1ea7n trong LeveL Markets LLC<\/strong>, m\u1ed9t trong nh\u1eefng h\u1ec7 th\u1ed1ng giao d\u1ecbch thay th\u1ebf l\u1edbn nh\u1ea5t t\u1ea1i M\u1ef9. Th\u1ecfa thu\u1eadn n\u00e0y n\u1eb1m trong chi\u1ebfn l\u01b0\u1ee3c m\u1edf r\u1ed9ng gi\u1edd giao d\u1ecbch, ph\u00e1t tri\u1ec3n ch\u1ee9ng kho\u00e1n \u0111\u01b0\u1ee3c m\u00e3 h\u00f3a v\u00e0 n\u00e2ng cao c\u01a1 s\u1edf h\u1ea1 t\u1ea7ng th\u1ecb tr\u01b0\u1eddng k\u1ef9 thu\u1eadt s\u1ed1. C\u00e1c \u0111i\u1ec1u kho\u1ea3n t\u00e0i ch\u00ednh c\u1ee7a th\u1ecfa thu\u1eadn ch\u01b0a \u0111\u01b0\u1ee3c c\u00f4ng b\u1ed1.<\/p>\n Th\u1ecfa thu\u1eadn n\u00e0y di\u1ec5n ra sau hai s\u1ef1 ch\u1ea5p thu\u1eadn quy \u0111\u1ecbnh quan tr\u1ecdng t\u1eeb SEC<\/strong> trong n\u0103m nay. V\u00e0o th\u00e1ng 3, SEC \u0111\u00e3 ph\u00ea duy\u1ec7t c\u00e1c quy t\u1eafc cho ch\u1ee9ng kho\u00e1n \u0111\u01b0\u1ee3c m\u00e3 h\u00f3a c\u1ee7a Nasdaq, v\u00e0 v\u00e0o th\u00e1ng 4, k\u1ebf ho\u1ea1ch giao d\u1ecbch 23 gi\u1edd trong tu\u1ea7n c\u0169ng \u0111\u00e3 \u0111\u01b0\u1ee3c ch\u1ea5p thu\u1eadn. Nasdaq d\u1ef1 ki\u1ebfn s\u1ebd ra m\u1eaft l\u1ecbch giao d\u1ecbch d\u00e0i h\u01a1n v\u00e0o ng\u00e0y 6 th\u00e1ng 12<\/strong>. \u0110\u01a1n v\u1ecb M\u1ea1ng Thanh kho\u1ea3n K\u1ef9 thu\u1eadt s\u1ed1<\/strong> m\u1edbi \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp s\u1ebd t\u00edch h\u1ee3p LeveL v\u1edbi c\u00e1c kh\u1ea3 n\u0103ng t\u00e0i s\u1ea3n k\u1ef9 thu\u1eadt s\u1ed1 v\u00e0 m\u00e3 h\u00f3a c\u1ee7a Nasdaq.<\/p>\n LeveL \u0111\u01b0\u1ee3c coi l\u00e0 ATS l\u1edbn th\u1ee9 ba<\/strong> t\u1ea1i M\u1ef9 theo kh\u1ed1i l\u01b0\u1ee3ng giao d\u1ecbch, x\u1eed l\u00fd h\u00e0ng tr\u0103m tri\u1ec7u c\u1ed5 phi\u1ebfu m\u1ed7i ng\u00e0y, giao d\u1ecbch h\u01a1n 7.000 k\u00fd hi\u1ec7u v\u00e0 ph\u1ee5c v\u1ee5 h\u01a1n 2.500 kh\u00e1ch h\u00e0ng. H\u01a1n 300 c\u00f4ng ty mua b\u00ean t\u1ed5 ch\u1ee9c \u0111\u00e3 s\u1eed d\u1ee5ng n\u1ec1n t\u1ea3ng n\u00e0y, k\u1ebft n\u1ed1i th\u00f4ng qua h\u01a1n 15 h\u1ec7 th\u1ed1ng qu\u1ea3n l\u00fd \u0111\u01a1n h\u00e0ng v\u00e0 th\u1ef1c hi\u1ec7n.<\/p>\n Nasdaq \u0111\u00e3 t\u1eebng mua m\u1ed9t ph\u1ea7n v\u1ed1n thi\u1ec3u s\u1ed1 trong LeveL v\u00e0o n\u0103m 2021. Sau \u0111\u00f3, LeveL \u0111\u00e3 s\u00e1p nh\u1eadp v\u1edbi Luminex v\u00e0o n\u0103m 2022, v\u00e0 kh\u1ed1i l\u01b0\u1ee3ng giao d\u1ecbch trung b\u00ecnh h\u00e0ng ng\u00e0y c\u1ee7a n\u00f3 \u0111\u00e3 t\u0103ng 56% v\u00e0o n\u0103m 2025. Vi\u1ec7c Nasdaq chuy\u1ec3n t\u1eeb nh\u00e0 \u0111\u1ea7u t\u01b0 thi\u1ec3u s\u1ed1 sang ch\u1ee7 s\u1edf h\u1eefu ti\u1ec1m n\u0103ng s\u1ebd gi\u00fap c\u00f4ng ty c\u00f3 v\u1ecb tr\u00ed l\u1edbn h\u01a1n trong giao d\u1ecbch c\u1ee7a M\u1ef9 di\u1ec5n ra ngo\u00e0i c\u00e1c s\u1ed5 \u0111\u1eb7t h\u00e0ng c\u1ee7a s\u00e0n giao d\u1ecbch truy\u1ec1n th\u1ed1ng. C\u1ea5u tr\u00fac n\u00e0y s\u1ebd kh\u00f4ng thay \u0111\u1ed5i sau khi mua l\u1ea1i; LeveL s\u1ebd gi\u1eef \u0111\u1ed9i ng\u0169 qu\u1ea3n l\u00fd ri\u00eang, b\u1ea3o m\u1eadt th\u00f4ng tin c\u1ee7a ng\u01b0\u1eddi tham gia v\u00e0 duy tr\u00ec s\u1ef1 t\u00e1ch bi\u1ec7t c\u1ea5u tr\u00fac, trong khi v\u1eabn l\u00e0 m\u1ed9t ATS \u0111\u00e3 \u0111\u0103ng k\u00fd d\u01b0\u1edbi s\u1ef1 gi\u00e1m s\u00e1t c\u1ee7a FINRA<\/strong>.<\/p>\n M\u1edf r\u1ed9ng gi\u1edd giao d\u1ecbch kh\u00f4ng ch\u1ec9 l\u00e0 m\u1ed9t ph\u1ea7n c\u1ee7a vi\u1ec7c mua l\u1ea1i. SEC \u0111\u00e3 nhanh ch\u00f3ng c\u1ea5p ph\u00e9p cho \u0111\u1ec1 xu\u1ea5t giao d\u1ecbch 23 gi\u1edd, n\u0103m ng\u00e0y c\u1ee7a Nasdaq v\u00e0o ng\u00e0y 10 th\u00e1ng 4. Theo c\u1ea5u tr\u00fac \u0111\u00e3 \u0111\u01b0\u1ee3c ph\u00ea duy\u1ec7t, phi\u00ean giao d\u1ecbch ban ng\u00e0y s\u1ebd di\u1ec5n ra t\u1eeb 4 gi\u1edd s\u00e1ng \u0111\u1ebfn 8 gi\u1edd t\u1ed1i ET, ti\u1ebfp theo l\u00e0 phi\u00ean \u0111\u00eam t\u1eeb 9 gi\u1edd t\u1ed1i \u0111\u1ebfn 4 gi\u1edd s\u00e1ng ET. Gi\u1edd can thi\u1ec7p s\u1ebd cho ph\u00e9p b\u1ea3o tr\u00ec v\u00e0 x\u1eed l\u00fd c\u00e1c h\u00e0nh \u0111\u1ed9ng c\u00f4ng ty. Nasdaq \u0111\u00e3 \u0111\u1eb7t ng\u00e0y 6 th\u00e1ng 12 n\u0103m 2026<\/strong> l\u00e0 ng\u00e0y ra m\u1eaft d\u1ef1 ki\u1ebfn cho gi\u1edd giao d\u1ecbch m\u1edf r\u1ed9ng, nh\u1eb1m cung c\u1ea5p cho c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 \u1edf c\u00e1c m\u00fai gi\u1edd kh\u00e1c quy\u1ec1n truy c\u1eadp l\u1edbn h\u01a1n v\u00e0o c\u1ed5 phi\u1ebfu c\u1ee7a M\u1ef9.<\/p>\n Washington v\u1eabn \u0111ang xem x\u00e9t m\u1ee9c \u0111\u1ed9 chuy\u1ec3n \u0111\u1ed5i n\u00ean \u0111i xa \u0111\u1ebfn \u0111\u00e2u. SEC s\u1ebd t\u1ed5 ch\u1ee9c m\u1ed9t h\u1ed9i th\u1ea3o v\u00e0o ng\u00e0y 17 th\u00e1ng 9<\/strong> v\u1ec1 giao d\u1ecbch qua \u0111\u00eam, ho\u1ea1t \u0111\u1ed9ng th\u1ecb tr\u01b0\u1eddng, kh\u1ea3 n\u0103ng ph\u1ee5c h\u1ed3i v\u00e0 b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0. Ch\u1ee7 t\u1ecbch Paul Atkins<\/strong> cho bi\u1ebft M\u1ef9 \u0111ang ti\u1ebfn t\u1edbi m\u1ed9t th\u1ecb tr\u01b0\u1eddng giao d\u1ecbch ho\u1ea1t \u0111\u1ed9ng li\u00ean t\u1ee5c trong su\u1ed1t c\u1ea3 ng\u00e0y v\u00e0 \u0111\u00eam. Nh\u01b0 \u0111\u00e3 b\u00e1o c\u00e1o tr\u01b0\u1edbc \u0111\u00f3, c\u00e1c nh\u00e0 qu\u1ea3n l\u00fd hi\u1ec7n \u0111ang xem x\u00e9t c\u01a1 s\u1edf h\u1ea1 t\u1ea7ng c\u1ea7n thi\u1ebft \u0111\u1ec3 h\u1ed7 tr\u1ee3 s\u1ef1 chuy\u1ec3n \u0111\u1ed5i n\u00e0y.<\/p>\n Chi\u1ebfn l\u01b0\u1ee3c th\u1ecb tr\u01b0\u1eddng k\u1ef9 thu\u1eadt s\u1ed1 c\u1ee7a Nasdaq c\u0169ng \u0111ang chuy\u1ec3n t\u1eeb vi\u1ec7c ph\u00ea duy\u1ec7t quy \u0111\u1ecbnh sang th\u1ef1c hi\u1ec7n. V\u00e0o ng\u00e0y 18 th\u00e1ng 3, SEC \u0111\u00e3 ph\u00ea duy\u1ec7t c\u00e1c quy t\u1eafc cho ph\u00e9p c\u00e1c ch\u1ee9ng kho\u00e1n \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n giao d\u1ecbch d\u01b0\u1edbi d\u1ea1ng m\u00e3 h\u00f3a tr\u00ean Nasdaq. C\u00e1c phi\u00ean b\u1ea3n m\u00e3 h\u00f3a v\u00e0 truy\u1ec1n th\u1ed1ng c\u00f3 th\u1ec3 s\u1eed d\u1ee5ng c\u00f9ng m\u1ed9t s\u1ed5 \u0111\u1eb7t h\u00e0ng v\u00e0 \u01b0u ti\u00ean th\u1ef1c hi\u1ec7n khi ch\u00fang chia s\u1ebb c\u00f9ng m\u1ed9t CUSIP, k\u00fd hi\u1ec7u giao d\u1ecbch v\u00e0 quy\u1ec1n c\u1ed5 \u0111\u00f4ng. C\u1ea5u tr\u00fac \u0111\u00e3 \u0111\u01b0\u1ee3c ph\u00ea duy\u1ec7t d\u1ef1a v\u00e0o c\u01a1 s\u1edf h\u1ea1 t\u1ea7ng DTC<\/strong> thay v\u00ec t\u1ea1o ra m\u1ed9t nh\u00f3m ri\u00eang bi\u1ec7t cho vi\u1ec7c ti\u1ebfp x\u00fac c\u1ed5 phi\u1ebfu t\u1ed5ng h\u1ee3p.<\/p>\n Vi\u1ec7c mua l\u1ea1i LeveL v\u1eabn ph\u1ea3i tu\u00e2n theo c\u00e1c \u0111i\u1ec1u ki\u1ec7n \u0111\u00f3ng c\u1eeda th\u00f4ng th\u01b0\u1eddng v\u00e0 c\u00e1c ph\u00ea duy\u1ec7t quy \u0111\u1ecbnh c\u1ea7n thi\u1ebft. Nasdaq ch\u01b0a c\u00f4ng b\u1ed1 gi\u00e1 mua ho\u1eb7c ng\u00e0y \u0111\u00f3ng c\u1eeda d\u1ef1 ki\u1ebfn. Sau khi ho\u00e0n t\u1ea5t, LeveL d\u1ef1 ki\u1ebfn s\u1ebd n\u1eb1m trong M\u1ea1ng Thanh kho\u1ea3n K\u1ef9 thu\u1eadt s\u1ed1<\/strong>, do Roland Chai<\/strong> l\u00e3nh \u0111\u1ea1o, ng\u01b0\u1eddi \u0111\u00e3 gi\u00e1m s\u00e1t chi\u1ebfn l\u01b0\u1ee3c t\u00e0i s\u1ea3n k\u1ef9 thu\u1eadt s\u1ed1 c\u1ee7a Nasdaq t\u1eeb \u0111\u1ea7u n\u0103m 2026. Chai cho bi\u1ebft \u0111\u01a1n v\u1ecb n\u00e0y d\u1ef1 \u0111\u1ecbnh x\u00e2y d\u1ef1ng “c\u01a1 s\u1edf h\u1ea1 t\u1ea7ng th\u1ecb tr\u01b0\u1eddng c\u00f3 th\u1ec3 l\u1eadp tr\u00ecnh, lu\u00f4n ho\u1ea1t \u0111\u1ed9ng c\u1ee7a t\u01b0\u01a1ng lai.” \u0110\u00e2y l\u00e0 m\u1ee5c ti\u00eau \u0111\u00e3 \u0111\u01b0\u1ee3c Nasdaq tuy\u00ean b\u1ed1, kh\u00f4ng ph\u1ea3i l\u00e0 m\u1ed9t c\u1ea5u tr\u00fac th\u1ecb tr\u01b0\u1eddng hi\u1ec7n c\u00f3.<\/p>\n","protected":false},"excerpt":{"rendered":" Nasdaq Mua L\u1ea1i LeveL Markets LLC V\u00e0o ng\u00e0y 11 th\u00e1ng 8, Nasdaq \u0111\u00e3 \u0111\u1ed3ng \u00fd mua l\u1ea1i to\u00e0n b\u1ed9 quy\u1ec1n l\u1ee3i v\u1ed1n c\u1ed5 ph\u1ea7n trong LeveL Markets LLC, m\u1ed9t trong nh\u1eefng h\u1ec7 th\u1ed1ng giao d\u1ecbch thay th\u1ebf l\u1edbn nh\u1ea5t t\u1ea1i M\u1ef9. Th\u1ecfa thu\u1eadn n\u00e0y n\u1eb1m trong …<\/p>\n","protected":false},"author":3,"featured_media":21647,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[48],"tags":[10619,11160,11571,4217,4728,5047,12071,4348,4204],"class_list":["post-21648","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-legal","tag-dtc","tag-dtcc","tag-finra","tag-legal","tag-nasdaq","tag-paul-atkins","tag-russell-1000","tag-sec","tag-usa"],"yoast_head":"\nChi\u1ebfn L\u01b0\u1ee3c M\u1edf R\u1ed9ng v\u00e0 Ph\u00ea Duy\u1ec7t Quy \u0110\u1ecbnh<\/h2>\n
Th\u00f4ng Tin V\u1ec1 LeveL<\/h2>\n
Chuy\u1ec3n \u0110\u1ed5i T\u1eeb Nh\u00e0 \u0110\u1ea7u T\u01b0 Thi\u1ec3u S\u1ed1 Sang Ch\u1ee7 S\u1edf H\u1eefu<\/h2>\n
M\u1edf R\u1ed9ng Gi\u1edd Giao D\u1ecbch<\/h2>\n
H\u1ed9i Th\u1ea3o v\u00e0 Chi\u1ebfn L\u01b0\u1ee3c Th\u1ecb Tr\u01b0\u1eddng K\u1ef9 Thu\u1eadt S\u1ed1<\/h2>\n
C\u01a1 S\u1edf H\u1ea1 T\u1ea7ng v\u00e0 D\u1ecbch V\u1ee5 M\u00e3 H\u00f3a<\/h2>\n
K\u1ebft Lu\u1eadn<\/h2>\n